Appointment Checklist
One of our primary goals is to develop a long-term, trusting relationship with you.
Investment Statements
- Employer Sponsored Retirement Plans: Traditional 401(k) and Roth 401(k), SEP IRA, TSP, 403(b), 457, SIMPLE IRA, Defined Benefit, ESOP
- Traditional IRA, Roth IRA, Non-Qualified (Taxable) Accounts, Brokerage, Annuity
- Savings / Money Market / Cash Equivalents
Personal Documents
- Cash Flow Worksheet or Budget
- Estate Documents: Powers of Attorney’s / Wills / Trust
- Fixed Income: Social Security / Pension Statements / Annuity
- Income & Business Tax Return (all schedules)
- Insurance: Life / Disability / Business Overhead / Long-Term Care
- Loan Documents: Credit Card / Auto / Mortgage
Employer Documents
- Employee benefits booklets
- Retirement savings plans investment options
- Pension plans
Business Files
- Buy-Sell Agreements
- Deferred Compensation Agreements
- Stock / Options / Bonus Plans